• § 78a. Short title

• § 78b. Necessity for regulation

• § 78c. Definitions and application

• § 78c-1. Swap agreements

• § 78c-2. Securities-related derivatives

• § 78c-3. Clearing for security-based swaps

• § 78c-4. Security-based swap execution facilities

• § 78c-5. Segregation of assets held as collateral in security-based swap transactions

• § 78d. Securities and Exchange Commission

• § 78d-1. Delegation of functions by Commission

• § 78d-2. Transfer of functions with respect to assignment of personnel to chairman

• § 78d-3. Appearance and practice before the Commission

• § 78d-4. Additional duties of Inspector General

• § 78d-5. Deadline for completing enforcement investigations and compliance examinations and inspections

• § 78d-6. Report and certification of internal supervisory controls

• § 78d-7. Triennial report on personnel management

• § 78d-8. Annual financial controls audit

• § 78d-9. Report on oversight of national securities associations

• § 78e. Transactions on unregistered exchanges

• § 78f. National securities exchanges

• § 78g. Margin requirements

• § 78h. Restrictions on borrowing and lending by members, brokers, and dealers

• § 78i. Manipulation of security prices

• § 78j. Manipulative and deceptive devices

• § 78j-1. Audit requirements

• § 78j-2. Position limits and position accountability for security-based swaps and large trader reporting

• § 78j-3. Compensation committees

• § 78j-4. Recovery of erroneously awarded compensation policy

• § 78k. Trading by members of exchanges, brokers, and dealers

• § 78k-1. National market system for securities; securities information processors

• § 78l. Registration requirements for securities

• § 78l-1. Applications for unlisted trading privileges deemed filed under

• § 78m. Periodical and other reports

• § 78m-1. Reporting and recordkeeping for certain security-based swaps

• § 78m-2. Reporting requirements regarding coal or other mine safety

• § 78n. Proxies

• § 78n-1. Shareholder approval of executive compensation

• § 78n-2. Corporate governance

• § 78o. Registration and regulation of brokers and dealers

• § 78o-1. Brokers deemed to be registered

• § 78o-2. Liabilities arising prior to amendment unaffected

• § 78o-3. Registered securities associations

• § 78o-4. Municipal securities

• § 78o-4a. Commission Office of Municipal Securities

• § 78o-5. Government securities brokers and dealers

• § 78o-6. Securities analysts and research reports

• § 78o-7. Registration of nationally recognized statistical rating organizations

• § 78o-8. Universal ratings symbols

• § 78o-9. Study and rulemaking on assigned credit ratings

• § 78o-10. Registration and regulation of security-based swap dealers and major security-based swap participants

• § 78o-11. Credit risk retention

• § 78p. Directors, officers, and principal stockholders

• § 78q. Records and reports

• § 78q-1. National system for clearance and settlement of securities transactions

• § 78q-2. Automated quotation systems for penny stocks

• § 78r. Liability for misleading statements

• § 78s. Registration, responsibilities, and oversight of self-regulatory organizations

• § 78t. Liability of controlling persons and persons who aid and abet violations

• § 78t-1. Liability to contemporaneous traders for insider trading

• § 78u. Investigations and actions

• § 78u-1. Civil penalties for insider trading

• § 78u-2. Civil remedies in administrative proceedings

• § 78u-3. Cease-and-desist proceedings

• § 78u-4. Private securities litigation

• § 78u-5. Application of safe harbor for forward-looking statements

• § 78u-6. Securities whistleblower incentives and protection

• § 78u-7. Implementation and transition provisions for whistleblower protection

• § 78v. Hearings by Commission

• § 78w. Rules, regulations, and orders; annual reports

• § 78x. Public availability of information

• § 78y. Court review of orders and rules

• § 78z. Unlawful representations

• § 78aa. Jurisdiction of offenses and suits

• § 78aa-1. Special provision relating to statute of limitations on private causes of action

• § 78bb. Effect on existing law

• § 78cc. Validity of contracts

• § 78dd. Foreign securities exchanges

• § 78dd-1. Prohibited foreign trade practices by issuers

• § 78dd-2. Prohibited foreign trade practices by domestic concerns

• § 78dd-3. Prohibited foreign trade practices by persons other than issuers or domestic concerns

• § 78ee. Transaction fees

• § 78ff. Penalties

• § 78gg. Separability

• § 78hh. Effective date

• § 78hh-1. Effective date of certain sections

• § 78ii. Omitted

• § 78jj. Repealed.

• § 78kk. Authorization of appropriations

• § 78ll. Requirements for the EDGAR system

• § 78mm. General exemptive authority

• § 78nn. Tennessee Valley Authority

• § 78oo. Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks

• § 78pp. Investor Advisory Committee

• § 78qq. Small Business Capital Formation Advisory Committee

• § 78rr. Data standards for security-based swap reporting