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U.S Code last checked for updates: Nov 22, 2024
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Title 15
Chapter 2D
Subchapter II
§ 80b-1. Findings
§ 80b-2. Definitions
§ 80b-3. Registration of investment advisers
§ 80b-3a. State and Federal responsibilities
§ 80b-4. Reports by investment advisers
§ 80b-4a. Prevention of misuse of nonpublic information
§ 80b-5. Investment advisory contracts
§ 80b-6. Prohibited transactions by investment advisers
§ 80b-6a. Exemptions
§ 80b-7. Material misstatements
§ 80b-8. General prohibitions
§ 80b-9. Enforcement of subchapter
§ 80b-10. Disclosure of information by Commission
§ 80b-10a. Consultation
§ 80b-11. Rules, regulations, and orders of Commission
§ 80b-12. Hearings
§ 80b-13. Court review of orders
§ 80b-14. Jurisdiction of offenses and suits
§ 80b-15. Validity of contracts
§ 80b-16. Omitted
§ 80b-17. Penalties
§ 80b-18. Hiring and leasing authority of Commission
§ 80b-18a. State regulation of investment advisers
§ 80b-18b. Custody of client accounts
§ 80b-18c. Rule of construction relating to the Commodities Exchange Act
§ 80b-19. Separability
§ 80b-20. Short title
§ 80b-21. Effective date
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