• § 1. Short title

• § 1a. Definitions

• § 1b. Requirements of Secretary of the Treasury regarding exemption of foreign exchange swaps and foreign exchange forwards from definition of the term “swap”

• § 2. Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce

• §§ 2a to 4a. Transferred

• § 5. Findings and purpose

• § 6. Regulation of futures trading and foreign transactions

• § 6a. Excessive speculation

• § 6b. Contracts designed to defraud or mislead

• § 6b-1. Enforcement authority

• § 6c. Prohibited transactions

• § 6d. Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; conflict-of-interest systems and procedures; Chief Compliance Officer; rules to avoid duplicative regulations; swap requirements; portfolio margining accounts

• § 6e. Dealings by unregistered floor trader or broker prohibited

• § 6f. Registration and financial requirements; risk assessment

• § 6g. Reporting and recordkeeping

• § 6h. False self-representation as registered entity member prohibited

• § 6i. Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions

• § 6j. Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities

• § 6k. Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons

• § 6l. Commodity trading advisors and commodity pool operators; Congressional finding

• § 6m. Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law

• § 6n. Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account

• § 6o. Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons

• § 6o-1. Transferred

• § 6p. Standards and examinations

• § 6q. Special procedures to encourage and facilitate bona fide hedging by agricultural producers

• § 6r. Reporting and recordkeeping for uncleared swaps

• § 6s. Registration and regulation of swap dealers and major swap participants

• § 6t. Large swap trader reporting

• § 7. Designation of boards of trade as contract markets

• § 7a. Repealed.

• § 7a-1. Derivatives clearing organizations

• § 7a-2. Common provisions applicable to registered entities

• § 7a-3. Repealed.

• § 7b. Suspension or revocation of designation as registered entity

• § 7b-1. Designation of securities exchanges and associations as contract markets

• § 7b-2. Privacy

• § 7b-3. Swap execution facilities

• § 8. Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals

• § 9. Prohibition regarding manipulation and false information

• § 9a. Assessment of money penalties

• § 9b. Rules prohibiting deceptive and other abusive telemarketing acts or practices

• § 9c. Notice of investigations and enforcement actions

• § 10. Repealed.

• § 10a. Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association

• § 11. Vacation on request of designation or registration as “registered entity”; redesignation or reregistration

• § 12. Public disclosure

• §§ 12-1 to 12-3. Omitted

• § 12a. Registration of commodity dealers and associated persons; regulation of registered entities

• § 12b. Trading ban violations; prohibition

• § 12c. Disciplinary actions

• § 12d. Commission action for noncompliance with export sales reporting requirements

• § 12e. Repealed.

• § 13. Violations generally; punishment; costs of prosecution

• § 13-1. Violations, prohibition against dealings in motion picture box office receipts or onion futures; punishment

• § 13a. Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses

• § 13a-1. Enjoining or restraining violations

• § 13a-2. Jurisdiction of States

• § 13b. Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment

• § 13c. Responsibility as principal; minor violations

• § 14. Repealed.

• § 15. Omitted

• § 15a. Repealed.

• § 15b. Cotton futures contracts

• § 16. Commission operations

• § 16a. Service fees and National Futures Association study

• § 17. Separability

• § 17a. Separability of 1936 amendment

• § 17b. Separability of 1968 amendment

• § 18. Complaints against registered persons

• § 19. Consideration of costs and benefits and antitrust laws

• § 20. Market reports

• § 21. Registered futures associations

• § 22. Research and information programs; reports to Congress

• § 23. Standardized contracts for certain commodities

• § 24. Customer property with respect to commodity broker debtors; definitions

• § 24a. Swap data repositories

• § 25. Private rights of action

• § 26. Commodity whistleblower incentives and protection

• § 27. Definitions

• § 27a. Exclusion of identified banking product

• § 27b. Repealed.

• § 27c. Exclusion of certain other identified banking products

• § 27d. Administration of the predominance test

• § 27e. Repealed.

• § 27f. Contract enforcement