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Regulations last checked for updates: May 15, 2025
Title 12 - Banks and Banking last revised: Apr 15, 2025
All Titles
Title 12
Chapter I
Part 151
Subpart B - Subpart B—Content and Timing of Notice
§ 151.70 - What type of notice must I provide when I effect a securities transaction for a customer?
§ 151.80 - How do I provide a registered broker-dealer confirmation?
§ 151.90 - How do I provide a written notice?
§ 151.100 - What are the alternate notice requirements?
§ 151.120 - May I charge a fee for a notice?
authority:
12 U.S.C. 1462a
,
1463
,
1464
,
5412
source:
76 FR 49008, Aug. 9, 2011, unless otherwise noted.
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