REGULATIONS
Rulings
AD/CVD
Notices
HTSUS
U.S. Code
Regs
More
Ports
About
Updates
Apps
Larger font
Smaller font
SEARCH
Sort by Rank
Titles Ascending
Titles Descending
10 per page
25 Result/page
50 Result/page
Regulations last checked for updates: May 15, 2025
Title 12 - Banks and Banking last revised: Apr 15, 2025
All Titles
Title 12
Chapter I
Part 151 - PART 151—RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS
§ 151.10 - What does this part do?
§ 151.20 - Must I comply with this part?
§ 151.30 - What requirements apply to all transactions?
§ 151.40 - What definitions apply to this part?
Subpart A [§ 151.50 - § 151.60] - Subpart A—Recordkeeping Requirements
Subpart B [§ 151.70 - § 151.120] - Subpart B—Content and Timing of Notice
Subpart C [§ 151.130 - § 151.130] - Subpart C—Settlement of Securities Transactions
Subpart D [§ 151.140 - § 151.150] - Subpart D—Securities Trading Policies and Procedures
authority:
12 U.S.C. 1462a
,
1463
,
1464
,
5412
source:
76 FR 49008, Aug. 9, 2011, unless otherwise noted.
.list_box li,p,.cm-search-info,.cm-search-detail,.abt span,.expand-collapse_top
Get the CustomsMobile app!