REGULATIONS
Rulings
AD/CVD
Notices
HTSUS
U.S. Code
Regs
More
Ports
About
Updates
Apps
Larger font
Smaller font
SEARCH
Sort by Rank
Titles Ascending
Titles Descending
10 per page
25 Result/page
50 Result/page
Regulations last checked for updates: May 15, 2025
Title 12 - Banks and Banking last revised: Apr 15, 2025
All Titles
Title 12
Chapter I
Part 151
Subpart D - Subpart D—Securities Trading Policies and Procedures
§ 151.140 - What policies and procedures must I maintain and follow for securities transactions?
§ 151.150 - How do my officers and employees file reports of personal securities trading transactions?
authority:
12 U.S.C. 1462a
,
1463
,
1464
,
5412
source:
76 FR 49008, Aug. 9, 2011, unless otherwise noted.
.list_box li,p,.cm-search-info,.cm-search-detail,.abt span,.expand-collapse_top
Get the CustomsMobile app!