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Regulations last checked for updates: Nov 25, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter II
Part 200
Subpart A - Subpart A—Organization and Program Management
GENERAL ORGANIZATION
§ 200.10 - The Commission.
§ 200.11 - Headquarters Office—Regional Office relationships.
§ 200.12 - Functional responsibilities.
§ 200.13 - Chief Operating Officer.
§ 200.13a - The Secretary of the Commission.
§ 200.13b - Director of the Office of Public Affairs.
§ 200.14 - Office of Administrative Law Judges.
§ 200.15 - Office of International Affairs.
§ 200.16 - [Reserved]
§ 200.16a - Inspector General.
§ 200.17 - [Reserved]
§ 200.18 - Director of Division of Corporation Finance.
§ 200.19a - Director of the Division of Trading and Markets.
§ 200.19b - Director of the Division of Enforcement.
§ 200.19c - Director of the Division of Examinations.
§ 200.19d - Director of the Office of Municipal Securities.
§ 200.19e - Director of the Office of Credit Ratings.
§ 200.20a - [Reserved]
§ 200.20b - Director of Division of Investment Management.
§ 200.21 - The General Counsel.
§ 200.21a - The Ethics Counsel.
§ 200.22 - The Chief Accountant.
§ 200.23a - Director of the Division of Economic and Risk Analysis and Chief Economist.
§ 200.23b - [Reserved]
§ 200.24 - Office of Financial Management.
§ 200.24a - Director of the Office of Investor Education and Advocacy.
§§ 200.25-200.26 - §[Reserved]
§ 200.26a - Office of Information Technology.
§ 200.27 - The Regional Directors.
§ 200.28 - Issuance of instructions.
§ 200.29 - Rules.
§ 200.30-1 - Delegation of authority to Director of Division of Corporation Finance.
§ 200.30-2 - Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist.
§ 200.30-3 - Delegation of authority to Director of Division of Trading and Markets.
§ 200.30-3a - Delegation of authority to Director of the Office of Municipal Securities.
§ 200.30-3b - Delegation of authority to Director of the Office of Credit Ratings.
§ 200.30-4 - Delegation of authority to Director of Division of Enforcement.
§ 200.30-5 - Delegation of authority to Director of Division of Investment Management.
§ 200.30-6 - Delegation of authority to Regional Directors.
§ 200.30-7 - Delegation of authority to Secretary of the Commission.
§ 200.30-8 - [Reserved]
§ 200.30-9 - Delegation of authority to hearing officers.
§ 200.30-10 - Delegation of authority to Chief Administrative Law Judge.
§ 200.30-11 - Delegation of authority to the Chief Accountant.
§ 200.30-12 - [Reserved]
§ 200.30-13 - Delegation of authority to Chief Financial Officer.
§ 200.30-14 - Delegation of authority to the General Counsel.
§ 200.30-15 - Delegation of authority to Chief Operating Officer.
§ 200.30-16 - [Reserved]
§ 200.30-17 - Delegation of authority to Director of Office of International Affairs.
§ 200.30-18 - Delegation of authority to Director of the Division of Examinations.
§ 200.30-19 - Delegation of authority to Director of the EDGAR Business Office.
§ 200.1 - General statement and statutory authority.
§ 200.2 - Statutory functions.
authority:
5 U.S.C. 552
,
552a
,
552b
,
and
;
11 U.S.C. 901
and 1109(a);
15 U.S.C. 77c
,
77e
,
77f
,
77g
,
77h
,
77j
,
77o
,
77q
,
77s
,
77u
,
77z
,
77g
gg(a),
77h
hh,
77s
ss,
77u
uu,
78b
,
78c
,
78d
,
78d
-1,
78d
-2,
78e
,
78f
,
78g
,
78h
,
78i
,
78k
,
78k
-1,
78
source:
25 FR 6719, July 15, 1960, unless otherwise noted.
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