Code of Federal Regulations > Title 17 > Chapter II > Part 200 - PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS

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Regulations last checked for updates: Jan 18, 2025

Title 17 - Commodity and Securities Exchanges last revised: Jan 13, 2025

All TitlesTitle 17Chapter IIPart 200 - PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS

Subpart A [§ 200.1 - § 200.30-19] - Subpart A—Organization and Program Management

Subpart B [§ 200.40 - § 200.43] - Subpart B—Disposition of Commission Business

Subpart C [§ 200.50 - § 200.72] - Subpart C—Canons of Ethics

Subpart D [§ 200.80 - § 200.83] - Subpart D—Information and Requests

Subpart E - Subpart E [Reserved]

Subpart F [§ 200.110 - § 200.114] - Subpart F—Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees

Subpart G [§ 200.200 - § 200.205] - Subpart G—Plan of Organization and Operation Effective During Emergency Conditions

Subpart H [§ 200.301 - § 200.312] - Subpart H—Regulations Pertaining to the Privacy of Individuals and Systems of Records Maintained by the Commission

Subpart I [§ 200.400 - § 200.410] - Subpart I—Regulations Pertaining to Public Observation of Commission Meetings

Subpart J [§ 200.500 - § 200.511] - Subpart J—Classification and Declassification of National Security Information and Material

Subpart K [§ 200.550 - § 200.554] - Subpart K—Regulations Pertaining to the Protection of the Environment

Subpart L [§ 200.601 - § 200.699] - Subpart L—Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Securities and Exchange Commission

Subpart M [§ 200.735-1 - § 200.735-18] - Subpart M—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission

Subpart N [§ 200.800 OMB - § 200.800 OMB] - Subpart N—Commission Information Collection Requirements Under the Paperwork Reduction Act: OMB Control Numbers

authority: 5 U.S.C. 552,552a,552b,and; 11 U.S.C. 901 and 1109(a); 15 U.S.C. 77c,77e,77f,77g,77h,77j,77o,77q,77s,77u,77z,77ggg(a),77hhh,77sss,77uuu,78b,78c,78d,78d-1,78d-2,78e,78f,78g,78h,78i,78k,78k-1,78

source: 25 FR 6719, July 15, 1960, unless otherwise noted.

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