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Regulations last checked for updates: Nov 24, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter II
Part 200 - PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
Subpart A [§ 200.1 - § 200.30-19] - Subpart A—Organization and Program Management
Subpart B [§ 200.40 - § 200.43] - Subpart B—Disposition of Commission Business
Subpart C [§ 200.50 - § 200.72] - Subpart C—Canons of Ethics
Subpart D [§ 200.80 - § 200.83] - Subpart D—Information and Requests
Subpart E - Subpart E [Reserved]
Subpart F [§ 200.110 - § 200.114] - Subpart F—Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees
Subpart G [§ 200.200 - § 200.205] - Subpart G—Plan of Organization and Operation Effective During Emergency Conditions
Subpart H [§ 200.301 - § 200.312] - Subpart H—Regulations Pertaining to the Privacy of Individuals and Systems of Records Maintained by the Commission
Subpart I [§ 200.400 - § 200.410] - Subpart I—Regulations Pertaining to Public Observation of Commission Meetings
Subpart J [§ 200.500 - § 200.511] - Subpart J—Classification and Declassification of National Security Information and Material
Subpart K [§ 200.550 - § 200.554] - Subpart K—Regulations Pertaining to the Protection of the Environment
Subpart L [§ 200.601 - § 200.699] - Subpart L—Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Securities and Exchange Commission
Subpart M [§ 200.735-1 - § 200.735-18] - Subpart M—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
Subpart N [§ 200.800 OMB - § 200.800 OMB] - Subpart N—Commission Information Collection Requirements Under the Paperwork Reduction Act: OMB Control Numbers
authority:
5 U.S.C. 552
,
552a
,
552b
,
and
;
11 U.S.C. 901
and 1109(a);
15 U.S.C. 77c
,
77e
,
77f
,
77g
,
77h
,
77j
,
77o
,
77q
,
77s
,
77u
,
77z
,
77g
gg(a),
77h
hh,
77s
ss,
77u
uu,
78b
,
78c
,
78d
,
78d
-1,
78d
-2,
78e
,
78f
,
78g
,
78h
,
78i
,
78k
,
78k
-1,
78
source:
25 FR 6719, July 15, 1960, unless otherwise noted.
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