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Regulations last checked for updates: Nov 25, 2024
Title 17 - Commodity and Securities Exchanges last revised: Nov 19, 2024
All Titles
Title 17
Chapter II
Part 200
Subpart C - Subpart C—Canons of Ethics
§ 200.50 - Authority.
§ 200.51 - Policy.
§ 200.52 - Copies of the Canons.
§ 200.53 - Preamble.
§ 200.54 - Constitutional obligations.
§ 200.55 - Statutory obligations.
§ 200.56 - Personal conduct.
§ 200.57 - Relationships with other members.
§ 200.58 - Maintenance of independence.
§ 200.59 - Relationship with persons subject to regulation.
§ 200.60 - Qualification to participate in particular matters.
§ 200.61 - Impressions of influence.
§ 200.62 - Ex parte communications.
§ 200.63 - Commission opinions.
§ 200.64 - Judicial review.
§ 200.65 - Legislative proposals.
§ 200.66 - Investigations.
§ 200.67 - Power to adopt rules.
§ 200.68 - Promptness.
§ 200.69 - Conduct toward parties and their counsel.
§ 200.70 - Business promotions.
§ 200.71 - Fiduciary relationships.
§ 200.72 - Supervision of internal organization.
authority:
5 U.S.C. 552
,
552a
,
552b
,
and
;
11 U.S.C. 901
and 1109(a);
15 U.S.C. 77c
,
77e
,
77f
,
77g
,
77h
,
77j
,
77o
,
77q
,
77s
,
77u
,
77z
,
77g
gg(a),
77h
hh,
77s
ss,
77u
uu,
78b
,
78c
,
78d
,
78d
-1,
78d
-2,
78e
,
78f
,
78g
,
78h
,
78i
,
78k
,
78k
-1,
78
source:
25 FR 6719, July 15, 1960, unless otherwise noted.
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