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Regulations last checked for updates: Feb 21, 2025
Title 17 - Commodity and Securities Exchanges last revised: Feb 18, 2025
All Titles
Title 17
Chapter II
Part 200
Subpart F - Subpart F—Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees
§ 200.110 - Purpose.
§ 200.111 - Prohibitions; application; definitions.
§ 200.112 - Duties of recipient; notice to participants.
§ 200.113 - Opportunity to respond; interception.
§ 200.114 - Sanctions.
authority:
5 U.S.C. 552
,
552a
,
552b
,
and
;
11 U.S.C. 901
and 1109(a);
15 U.S.C.
77
c,
77e
,
77f
,
77g
,
77h
,
77j
,
77
source:
25 FR 6719, July 15, 1960, unless otherwise noted.
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