15 USC 78t - Liability of controlling persons and persons who aid and abet violations

U.S Code last checked for updates: Nov 22, 2024

§ 78t.

Liability of controlling persons and persons who aid and abet violations

(a)

Joint and several liability; good faith defense

(b)

Unlawful activity through or by means of any other person

(c)

Hindering, delaying, or obstructing the making or filing of any document, report, or information

(d)

Liability for trading in securities while in possession of material nonpublic information

(e)

Prosecution of persons who aid and abet violations

(f)

Limitation on Commission authority

(June 6, 1934, ch. 404, title I, § 20, 48 Stat. 899; May 27, 1936, ch. 462, § 6, 49 Stat. 1379; Pub. L. 88–467, § 9, Aug. 20, 1964, 78 Stat. 579; Pub. L. 98–376, § 5, Aug. 10, 1984, 98 Stat. 1265; Pub. L. 104–67, title I, § 104, Dec. 22, 1995, 109 Stat. 757; Pub. L. 105–353, title III, § 301(b)(12), Nov. 3, 1998, 112 Stat. 3236; Pub. L. 106–554, § 1(a)(5) [title II, § 205(a)(3), title III, § 303(i), (j)], Dec. 21, 2000, 114 Stat. 2763, 2763A–426, 2763A–456; Pub. L. 111–203, title VII, § 762(d)(6), title IX, §§ 929O, 929P(c), July 21, 2010, 124 Stat. 1761, 1862, 1865.)

cite as: 15 USC 78t